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21 julio Mack to testify to the SECThe Securities and Exchange Commission has notified Morgan Stanley CEO John Mack that the agency plans to take his deposition in the insider trading claim involving Pequot Capital, CNBC has learned. The move is a major about-face for the SEC.
The investigation of Pequot has been a matter of controversy for several weeks after a former SEC investigator, Gary Aguirre, went public with claims that top officials at the SEC quashed his probe after he sought to take Mack's testimony. Aguirre has said that he has evidence that Mack was the likely source of possible insider information given to Pequot that allowed the massive hedge fund to profit off the acquisition of Heller Financial by GE Capital. Aguirre has made these claims in writing to the Senate Banking Committee and appeared at a recent Senate Judiciary Committee hearing on 'hedge funds and independent analysts'.
Morgan Stanley officials were notified by the SEC yesterday in a phone call that the commission is seeking Mack's testimony; Mack is expected to appear before the commission in the coming weeks.
It's unclear what new information, if any, the SEC has uncovered. According to representatives at Morgan Stanley, the company plans to answer all the questions fully in an effort to clear Mack's name in the charges Aguirre has made.
Charles Gasparino - CNBC Comentarios
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